您当前的位置:牛牛财经 > 新闻

又是一年315 小心这些股市“雷区”

2019-03-16     牛牛财经   来源:证券时报
文章摘要:3月15日是消费者权益保护日,重在打假与维权。在股票市场,每逢315,有关投资者保护、维权仍是热议话题。在前不久的国新办新闻发布会上,证监会主席易会满亦明确指出加强监管,保护投资者合法权益,是证监会的天职。事实上,近年来监管部门对资本市场乱象敢….

    3月yue15日rishixiaofeizhequanyibaohuri,重zhongzaidajiayuweiquan。在zai股票市场,每meifeng“315”,有youguan“投touzizhebaohu”、“维weiquan”仍rengshireyihuati。在zaiqianbujiudeguoxinbanxinwenfabuhuishang,证zhengjianhuizhuxiyihuimanyimingquezhichu“加jiaqiangjianguan,保baohutouzizhehefaquanyi,是shizhengjianhuidetianzhi”。

    事shishishang,近jinnianlaijianguanbumenduizibenshichangluanxiangganyuliangjian,保baochigaoyazhenshe,对duiweifaweiguixingweiyanchengbudai。公gongkaishujuxianshi,2018年nianzhengjianhuizuochuxingzhengchufajueding310件jian,同tongbizengchang38.39%,罚fameikuanjine106.41亿yiyuan,同tongbizengchang42.28%,市shichangjinru50人ren,同tongbizengchang13.64%。有youliweihuliaozibenshichangyunxingzhixu,有youxiaobaohuliaotouzizhehefaquanyi

    数shujuxianshi,2018年nianxinzengdebeizhengjianhuiliandiaochadeshangshigongsiyou57家jia,2019年nianzhijin3个geduoyuelishoudaoliandiaochadezeyou15家jia。其qizhong,例liru*ST长changsheng(002680)等dengshangshigongsiweifaanjianshoudaoliaokuaisuchachu

    同tongshi,在zaitouzizheweiquanfangmian,随suizhuozhengquanqihuojiufenduoyuanhuajiejizhibuduanwanshan,相xiangguanbumenyizaixiaoesudiao、单danbianchengnuodiaojie、在zai线xiandiaojie、先xianxingpeifudengfangmianxingchengliaoyixiekefuzhiketui广guangdejingyan

    维weihushichangyunxingzhixu

    从congqunianbeizuochuxingzhengchufade310件jianweifaleibiekan,包baohanliaoxinpiweifa、操caozongshichang、内neimujiaoyi、中zhongjiejigouweifa私募基金lingyuweifadengduofangmian。除chuzhexiezhuyaoanjianleixingwai,证zhengjianhuihuanduibianzaochuanboxujiaxinxi、超chaobilichiguweipilu、法farenfeifaliyongtarenzhanghu期货市场weifadeng50余yuqiqitaleixinganjianyifazuochuxingzhengchufa

    涉shejixinpiweifaleianjianchufagongyou56起qi:金jinyakeji(300028)通tongguoxugoukehu、伪weizaohetongdengfangshixuzenglirunzonge8000余yuwanyuan,并bingxuzengyinxingcunkuanyue2.18亿yiyuan,虚xulieyufugongchengkuan3.1亿yiyuan,导daozhiqi2014年nianniandubaogaocunzaixujiajizai;*ST上shangpu(600680)为weimibulirunquekou、完wanchenglirunzhibiao,与yuduojiagongsijinxingxujiajiaoyi,虚xuzenglirunzongejin1000万wanyuan,导daozhiqi2014年nianniandubaogaocunzaixujiajizai;*ST圣shenglai(002473)通tongguoxugouyingshibanquanzhuanrangyewuhexugoucaizhengbuzhudeshouduan,虚xuzengjinglirun1500万wanyuan,导daozhiqi2015年nianniandubaogaocunzaixujiajizaideng

    “上shangshushangshigongsichuyubufamude,通tongguogezhongzaojiashouduanzaixinxipiluwenjianzhongxujiajizai,掩yangaiyejizhenxiang,情qingjieelie,我wohuiyifayuyiyanlichachu。”证zhengjianhuizhichu。此ciwai,*ST华huaze、*ST长changsheng、庞pangdajituan、三sanfangxiang、界jielongshiyedengzhutiyinweianguidingpiluxiangguanguanlianjiaoyi、股gufenzhiya、对duiwaidanbaodenggeleizhongdashixiang,也yejunbeiyifachufa

    操caozongshichangleianjianchufazeyou38起qi:包baokuoliaobeibadaokongzhibaokuopeizizhanghuzaineide301个gezhengquanzhanghucaozongduozhigupiao,罚fameikuanzongechao50亿yiyuan;高gaoyongtongguoxintuojihuadengfangshifangdazijinganggan,对dui“精jinghuazhiyao”实shishiliaocaozongxingwei,罚fameikuangongji17.95亿yiyuan;王wangfatongliyong344个gezhengquanzhanghu,使shiyongpeizizijindui3只zhigupiaoshishiliaocaozongxingwei,罚fameikuangongji13.89亿yiyuandeng。其qiyuneimujiaoyileianjianchufa87起qi、中zhongjiejigouweifaleianjianchufa13起qi、私simujijinlingyuweifaanjianchufa10起qideng

    监jianguanbumenjiangzhexieweifaxingweipuguangbingzuochuxingzhengchufa,不bujinyouliweihuliaozibenshichangyunxingzhixu,有youxiaobaohuliaotouzizhehefaquanyi,也yeweihenduotouzizhedeweiquanzhilusaochuliaozhangai

    上shanghaichuangyuanlvshishiwusuogaojihehuorenxufenglvshirenwei,国guojiaduiyutouzizhequanyibaohuyuelaiyuezhongshi,证zhengjianhuihefayuanduiyutouzizhequanyibaohudejizhiyuelaiyuewanshan,虽suirantouzizhesuopeirengzaimouxiefangmianmianlinyixiewenti,但danyeyinggaikandaozhexieniantouzizhequanyibaohulingyusuoqudedechengjiu

    投touzizheweiquanshouyiqiangjianguan

    作zuoweiduoniancongshidailitouzizheweiquanandelvshi,上shanghaiminglunlvshishiwusuowangzhibinjinrixiangzhengquanshibaojizhejieshao,近jinnianlai,随suizhuojianguanbumenbuduanqianghuajianguanzhifagongzuo,严yanlidajizibenshichanggeleiweifaweiguixingwei,使shidetouzizhecanyuweiquanderenshuyijianjianshuliangmingxiantisheng

    “2018年nian6月yuezhijin,我womenzaishigexilieanjianzhongqudeshengsu,分fenbiewei*ST百baitean、超chaohuakejian、山shandongmolongan、大dazhihuian、*ST安antaian、S前qianfeng(现xianming:北beiqilangu)案an、*ST皇huangtaian、大daliankongguan、匹pitupian,涉shejitouzizhechaoguo600名ming。”他tatandao。今jinniannianchuzhengjianhuigongbude2018年nianzhengjianjicha20起qidianxingweifaanlizhong,他tajiuweixiangguanshousuntouzizhedaililiao7起qianjian,其qizhongyouxieanjianchuyuzhengjijieduan,有youxieanjianyishenhuodeshengsu,有youxieanjianhuanweipanjue,近jinqiqidailide*ST华huazeanjianzhengzaiqisujieduan

    以yi*ST华huazexinpiweifaweiguianweili:该gaianxiyiqishangshigongsishijikongzhirenweiyangaizijinzhanyongdeshishi,指zhi使shishangshigongsiweiguipiludedianxinganjian。2013年nianzhi2015年nianshangbannian,*ST华huazeleijifashengxiangguanlianfangtigongzijindeguanlianjiaoyi8.9亿yiyuan、30.4亿yiyuan、14.9亿yiyuan,关guanlianfangzijinzhanyongyueda13.3亿yiyuan。为weiyangaiguanlianfangchangqizhanyongzijindeshishi,上shangshigongsishijikongzhirenwangtaodengrenxianhoutongguoxugoucaigouhetong、虚xugoudaifuyewu、凭pingkongjinxingpiaojubeishudengweifashouduan,将jiang37.8亿yiyuanwuxiaopiaojuruzhangchongdanghuankuan。2018年nian1月yue,证zhengjianhuiyifaduihuazeguniezuochuxingzhengchufa。同tongnian8月yue,将jiangxiangguanrenyuanshexianzhengquanfanzuiyisonggonganjiguanyifazhuijiuxingshizeren

    同tongshi,国guoxinzhengquanzuoweihuazegunie2013、2014年nianzhongdazichanzhongzucaiwuguwenhehuifushangshidebaojianjigou,在zaizhiyeguochengzhongweiqinmianjinze。瑞ruihuahuijishishiwusuozai2013年nian、2014年niannianducaiwubaobiaoshenjiguochengzhongweiqinmianjinze,出chujuliaocunzaixujiajizaideshenjibaogao

    2018年nian6月yue,证zhengjianhuiyifaduiguoxinzhengquanjiqixiangguancongyerenyuanzuochuxingzhengchufa。2018年nian12月yue,证zhengjianhuiyifaduiruihuahuijishishiwusuojixiangguancongyerenyuanzuochuxingzhengchufa。王wangzhibinxiangzhengquanshibaojizhezhichu,根genju《证zhengquanfa》173条tiaodeguiding,如ruguozhengquanfuwujigou“制zhizuo、出chujudewenjianyouxujiajizai、误wudaoxingchenshuhuozhezhongdayilou,给geitarenzaochengsunshide,应yingdangyufaxingren、上shangshigongsichengdanliandaipeichangzeren”。

    多duoyuanhuajiejizhibuduanwanshan

    不buguo,在zaiwangzhibindengweiquanlvshikanlai,走zousuopeiweiquanzhetiaolu,投touzizheyexuyaomianlinjiaogaodeshijianchengben:在zaizhengquansuopeisusongshejidaosunshijisuandenggezhonghuanjie,相xiangbiyibanminshisusongyongshiyaogengjiu。此ciwaishangshigongsifangmiantongchanghuitichuguanxiaquanyiyiyituoyansusongjincheng。因yinci,证zhengquanleisusongcongyishenliandaoyishenshenjiedayueyinianzuoyoushijian,如ruguojinruershenchengxu,整zhenggezhouqikenenghuidadaoliangnianshenzhigengjiu。王wangzhibinrenwei,整zhengzhishangshigongsiweiguiluanxiangxuyaozuhequan,高gaoxiaodexingzhengzhifa,严yanlidexingshizhuize、高gaoedeminshipeichang,三sanweiyiti,缺queyibuke

    据juzhengquanshibaojizheliaojie,对duiyutouzizheeryan,要yaoweiquanbujinzhiyouminshisusongzheyidumuqiao。2018年nianyishiwoguokaizhanzhengquanqihuojiufenduoyuanhuajiejizhishidiandedi3年nian,在zaizuigaorenminfayuanhezhengjianhuichongfenfahuizuzhilingdaohexiediaotuijinxia,各gejifayuan、监jianguanbumen、行xingyexiehui、调diaojiezuzhidenggefangbuduannuli,证zhengquanqihuojiufenhuajieshidianchengxiaoxianzhu

    作zuoweidisanfangpinggujigou,中zhongguorenmindaxuejiufenjiejueyanjiuzhongxinfabudepinggubaogaoxianshi,针zhenduizhengquananjianleixingduoyang、复fuzachengdugao、涉shezhongxingqiang、纠jiufendangshirenshilixuanshudengwenti,监jianguanbumenzaidiaojiezuzhijianshe、提tishengsudiaoduijiegongzuo、诉sudiaoduijiejizhijianshedengfangmianbuduanfali,近jin2年nianlaijiufenjiejuexiaoguomingxian,共gongzhijieshoulihuoshoufayuanweituodiaojieanjian9116件jian,办banjielv91.33%,调diaojiechenggonglv81.28%,给geifujine14.97亿yiyuan

    中zhongguorenmindaxuejiaoshoufanyujieshao,目muqianzhengquanqihuojiufendiaojiezuzhida55家jia,覆fugaiquanguo31个geshengqushi,调diaojieyewuhangaizhengquan、期qihuo、基jijin、上shangshigongsidengzibenshichanggeyewulingyu

    当dangqian,证zhengquanqihuojiufenduoyuanhuajiejizhibuduanwanshan,在zaixiaoesudiao、单danbianchengnuodiaojie、在zai线xiandiaojie、先xianxingpeifudengfangmianxingchengliaoyixiekefuzhiketui广guangdejingyan,部bufenshidianfayuansheliliaozhengquanqihuojiufendiaojiezhongxinhuodiaojieshi。2018年nian10月yuefen,投toufuzhongxinyuquanguoshoujiajinrongfayuan——上shanghaijinrongfayuanqianshuliao《证zhengquanqihuojiufensudiaoduijiegongzuojizhihezuoxieyi》,明mingqueliaojianlisudiaoduijiejizhi、制zhidingxiangguanhuiyizhidu、构goujiandiaojieyuanpeixuntixi、打dazaodiaojiejiaoliuxuanchuanpingtaidengneirong。总zongtikan,各gezhongsusongjifeisusongjizhideyifazhanbingshixianchubuzhenghe,逐zhujianxingchengliaoyigeyouxieshang、调diaojie、投tousuchuli、仲zhongcai、法fayuanweituodiaojie、诉susongdengbutongchengxugouchengdezhengquanqihuojiufenduoyuanhuajiejizhi

收集整理:牛牛财经网
本文地址:https://news.nncj.com/a/6656
相关文章
共有条评论发表评论
验证码:
推荐阅读